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Page also exchanged e-mail with quite a few likely traders where he confirmed the accuracy of the overall performance quantities within the marketing and advertising components.
From October 2017 right until Oct 2018, the AWC Letter carries on, Mr. Page distributed advertising and marketing resources that contained materially inaccurate data “to in excess of two dozen potential buyers.” Additionally, he allegedly “exchanged e-mail with various prospective traders through which he affirmed the precision with the Learn Fund’s general performance results as established forth during the Feeder Fund’s internet marketing components.” FINRA states that traders from the Feeder Fund made “7 distinct investments… totaling somewhere around $one.
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Particularly, Page dispersed advertising and marketing elements here to get a hedge fund he shaped to in excess of 24 potential buyers. The promoting material incorporated performance figures that significantly overstated the historic charge of return.
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Page confirmed the range’s precision Regardless of getting details that called the accuracy of your quantities into problem. Consequently, Page violated FINRA Rule 2010.
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